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Regulatory Library

Industry legislation, notices, determinations and more

Latest documents

Real Estate sector: Assessment of the inherent money laundering and terrorist financing risks

FIC/AML - 17 March 2022

Kruger Rand Dealers: Assessment of the inherent money laundering and terrorist financing risks

FIC/AML - 17 March 2022

FIC 2020/21 Annual Report: Fighting financial crime in an increasingly digital world

FIC/AML - 21 September 2021

PCC 50: Guidance on the measures required for the mitigation of loss of intelligence data due to reporting failures

FIC/AML - 31 March 2021

PCC 49: Guidance on ML/TF/PF considerations relating to Geographic Areas

FIC/AML - 29 March 2021

PCC 12A: Guidance on outsourcing of compliance activities to third party service providers

FIC/AML - 24 March 2021

Outcomes of the February 2021 Meeting of the Financial Action Task Force

FIC/AML - 1 March 2021

Joint Communication 2A of 2020: COVID-19 – Supervisory Response

FIC/AML - 6 May 2020

Joint Communication 2 of 2020: COVID-19 – Supervisory Response

FIC/AML - 21 April 2020

Advisory: FATF Public Statement on jurisdictions under increased monitoring – Feb 2020

FIC/AML - 2 March 2020

WHO ARE WE

Established in 2004, Masthead (Pty) Ltd offers nationwide compliance and business support to independent financial advisors, corporate FSPs, credit providers, legal and property practitioners, and others. We help our clients navigate key regulations like FAIS, FICA, POPIA, and the National Credit Act. With a team of experts, we provide practical solutions across compliance, practice management, and business development to help businesses stay compliant and thrive. Masthead (Pty) Ltd is part of the Masthead Group, alongside Masthead Financial Planning (Pty) Ltd – a licensed FSP dedicated to supporting financial advisors with streamlined operational and regulatory solutions.

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