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Regulatory Library

Industry legislation, notices, determinations and more

Latest documents

Advisory: FATF Public Statement on high-risk jurisdictions that are subject to a call for action – Feb 2020

FIC/AML - 2 March 2020

Public Compliance Communication (PCC 42): Supervisory Body access to suspicious and unusual Transactions Reports

FIC/AML - 28 February 2020

Public Compliance Communication (PCC 43): Customer Due Diligence in relation to shared clients of accountable institutions

FIC/AML - 27 February 2020

DRAFT PCC 109: Guidance on the commencement and enforcement of the FIC Act as amended

FIC/AML - 27 February 2020

DRAFT PCC 107: On Directive 5 of 2019 in relation to the usage of Automated Transaction Monitoring Systems

FIC/AML - 31 January 2020

Public Compliance Communication (PCC 41): Guidance on Combating the Financing of Terrorism and Anti-Money Laundering Measures relating to Non-Profit Organisations

FIC/AML - 20 December 2019

DRAFT Public Compliance Communication (PCC 104): Guidance on the Application of Targeted Financial Sanctions Regimes within South Africa

FIC/AML - 19 December 2019

DRAFT Public Compliance Communication (PCC 102): Supervisory Body access to Suspicious and Unusual Transaction Reports

FIC/AML - 19 December 2019

FIC Case Studies and Indicators Collection

FIC/AML - 30 October 2019

DRAFT Public Compliance Communication (PCC 105) Accountable Institutions use of Reliance Agreements for Customer Due Diligence on Shared Clients

FIC/AML - 28 October 2019

WHO ARE WE

Established in 2004, Masthead (Pty) Ltd offers nationwide compliance and business support to independent financial advisors, corporate FSPs, credit providers, legal and property practitioners, and others. We help our clients navigate key regulations like FAIS, FICA, POPIA, and the National Credit Act. With a team of experts, we provide practical solutions across compliance, practice management, and business development to help businesses stay compliant and thrive. Masthead (Pty) Ltd is part of the Masthead Group, alongside Masthead Financial Planning (Pty) Ltd – a licensed FSP dedicated to supporting financial advisors with streamlined operational and regulatory solutions.

Why Masthead?

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