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Regulatory Library

Industry legislation, notices, determinations and more

Latest documents

J.C. Muller and W. Muller v Impectus Brokers & Financial Services CC and 2 others

FAIS Ombud Determinations - 11 June 2018

FAIS Ombud Annual Report 2016-2017

FAIS Ombud Determinations - 9 November 2017

FAIS Ombud Determination: Groenewald vs Nel

FAIS Ombud Determinations - 6 October 2017

FAIS Ombud Determination

FAIS Ombud Determinations - 31 January 2017

FAIS Ombud Determination

FAIS Ombud Determinations - 30 January 2017

FSB Appeal Board ruling: Mark Alexander Investments CC, Mark Alexander Eiserman vs Gail Colleen Sheel

FAIS Ombud Determinations - 27 January 2017

Appeal Board Decision

FAIS Ombud Determinations - 29 June 2016

Mkhumbuza vs Motsoto’s Trading and Investment (Pty) Ltd

FAIS Ombud Determinations - 24 June 2016

Mtshali vs Motsoto’s Trading and Investment (Pty) Ltd

FAIS Ombud Determinations - 20 June 2016

Van Schalkwyk complaint dismissed

FAIS Ombud Determinations - 20 May 2016

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Established in 2004, Masthead (Pty) Ltd offers nationwide compliance and business support to independent financial advisors, corporate FSPs, credit providers, legal and property practitioners, and others. We help our clients navigate key regulations like FAIS, FICA, POPIA, and the National Credit Act. With a team of experts, we provide practical solutions across compliance, practice management, and business development to help businesses stay compliant and thrive. Masthead (Pty) Ltd is part of the Masthead Group, alongside Masthead Financial Planning (Pty) Ltd – a licensed FSP dedicated to supporting financial advisors with streamlined operational and regulatory solutions.

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