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Regulatory Library

Industry legislation, notices, determinations and more

Latest documents

Godfrey and Elizabeth Botha vs R&S Walsh Investment Consultants CC, R Walsh and G Coleman – 5 February 2015

FAIS Ombud Determinations - 5 February 2015

Siyanda Njoko vs Pieter de Wet- Model Insurance Company -2 February 2015

FAIS Ombud Determinations - 2 February 2015

Jayanand Chetty vs Pieter de Wet – Model Insurance Company – 2 February 2015

FAIS Ombud Determinations - 2 February 2015

Sandra Tracey Whitaker vs Pieter de Wet Model Insurance Company – 15 January 2015

FAIS Ombud Determinations - 15 January 2015

Neil Venter vs Daija Investments CC – AB Insurance Brokers and Ahmed Bayat – 11 December 2014

FAIS Ombud Determinations - 11 December 2014

Marc Hughes vs Mariette Slippens and Gen-Assist Insurance Brokers (Pty) Ltd – 21 November 2014

FAIS Ombud Determinations - 21 November 2014

Charles Spencer Griffiths vs Alwyn Smit Financial Services CC and Alwyn Smit- 16 April 2014

FAIS Ombud Determinations - 16 April 2014

Rules on Proceedings of the Office of the Ombud for FSPs

Legislation - 8 August 2003

WHO ARE WE

Established in 2004, Masthead (Pty) Ltd offers nationwide compliance and business support to independent financial advisors, corporate FSPs, credit providers, legal and property practitioners, and others. We help our clients navigate key regulations like FAIS, FICA, POPIA, and the National Credit Act. With a team of experts, we provide practical solutions across compliance, practice management, and business development to help businesses stay compliant and thrive. Masthead (Pty) Ltd is part of the Masthead Group, alongside Masthead Financial Planning (Pty) Ltd – a licensed FSP dedicated to supporting financial advisors with streamlined operational and regulatory solutions.

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