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Regulatory Library

Industry legislation, notices, determinations and more

Latest documents

Circular 18 of 2021 – Adjustment on fees payable to brokers with effect from 1 January 2021

Health - 15 March 2021

Pre Guidance Note on applications for Prior Authorisation

POPI/Information Regulator - 11 March 2021

Invitation for applications for Prior Authorisation

POPI/Information Regulator - 11 March 2021

Standard for making and dealing with complaints in a code of conduct

POPI/Information Regulator - 3 March 2021

Outcomes of the February 2021 Meeting of the Financial Action Task Force

FIC - 1 March 2021

Amendment of the Notice on exemption of particular FSP’s from section 13 of the General Code of Conduct, 2021

FSCA Notices - 26 February 2021

Exemption of Juristic Representatives from Section 13(1)(c) of the Act, 2021

FSCA Notices - 26 February 2021

Amendment of the Notice of exemption of particular FSP’s from Section 19(3) Audit Report and Liquidity Requirements, 2021

FSCA Notices - 26 February 2021

Penalty for failure to furnish Authority with returns etc. (Long-term Insurance Act)

Insurance - 26 February 2021

Penalty for failure to furnish Authority with returns etc. (Short-term Insurance Act)

Insurance - 26 February 2021

MASTHEAD IS

A national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Providing professional guidance and practical support, our team of specialists is passionately committed to delivering tangible solutions.

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+27 21 686 3588

E-mail:

 info@masthead.co.za

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