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Regulatory Library

Industry legislation, notices, determinations and more

Latest documents

Notice of E-Services of New Company Registration

CIPC - 15 February 2021

Notice of Name Reservation E-Service Process

CIPC - 15 February 2021

RE 3 Prep Guide

Regulatory Exams - 27 January 2021

Decision – Malvern Trading CC and 1 Other v FSCA

Financial Services Tribunal (previously FSB Appeal Board) - 31 December 2020

FSCA Press Release – Fintech innovation in South Africa in the era of data security and protection

Fintech - 8 December 2020

DRAFT Amendment of the General Code of Conduct for Authorised FSPs and Representatives, 2021

Codes of Conduct - 30 November 2020

Statement Supporting the Proposed Amendments to the General Code of Conduct for Authorised Financial Services Providers and Representatives

Codes of Conduct - 30 November 2020

DRAFT Amendment of the Determination of Fit and Proper Requirements, 2021

FAIS Act and Regulation - 30 November 2020

Statement Supporting the Proposed Amendments to the Fit and Proper Requirements for Financial Service Providers

FAIS Act and Regulation - 30 November 2020

Protection of Personal Information Act 4 of 2013

POPI/Information Regulator - 15 November 2020

MASTHEAD IS

A national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Providing professional guidance and practical support, our team of specialists is passionately committed to delivering tangible solutions.

Why Masthead?

CONTACT US

Phone:

+27 21 686 3588

E-mail:

 info@masthead.co.za

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