Get Exam-Ready with our RE 5 Preparation Package.  Find out more 

Regulatory Library

Industry legislation, notices, determinations and more

Latest documents

Media Release: CIPC implements a beneficial ownership interface

CIPC - 8 December 2023

FSCA Communication 33 of 2023: Update on roll-out and implementation of cross-sectoral Conduct of Business Return for financial institutions

FSCA Notices - 4 December 2023

Joint Standard 1 of 2023: Information Technology (IT) Governance and Risk Management

FSCA Notices - 11 November 2023

FIC Annual Report 2022/23- Increasing transparency to enhance the fight against financial crime

FIC/AML - 28 October 2023

Circular 37 of 2023: Regulatory guidance on routine monitoring of Compliance Inspections and Request for Information

Health - 18 October 2023

FSCA Communication 27 of 2023: Criminal record verification of certain designated persons and significant owners

FSCA Notices - 17 October 2023

PCC 5D: Registration with the Financial Intelligence Centre in terms of section 43B of the FICA, 2001

FIC/AML - 17 October 2023

PCC 47A: Guidance on the interpretation of Legal Practitioners, item 1 of Schedule 1 to the FICA, 2001 and potential risk indicators.

FIC/AML - 17 October 2023

FAIS Ombud Newsletter: Issue 1 of 2023

FAIS Ombud Determinations - 16 October 2023

FSCA Annual Report 2022/23

General - 12 October 2023

MASTHEAD IS

A national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Providing professional guidance and practical support, our team of specialists is passionately committed to delivering tangible solutions.

Why Masthead?

CONTACT US

Phone:

021 686 3588

E-mail:

  Show Email

B-BBEE CERTIFICATE

Masthead is a level 1 B-BBEE contributor.

Read more and view certificate