Our Online CPD Package 2022/23 is now available. Find out more and register.

Regulatory Library

Industry legislation, notices, determinations and more

Latest documents

PCC 49: Guidance on ML/TF/PF considerations relating to Geographic Areas

FIC/AML - 29 March 2021

PCC 12A: Guidance on outsourcing of compliance activities to third party service providers

FIC/AML - 24 March 2021

Media Statement – 100 day countdown to be POPIA compliant

POPI/Information Regulator - 24 March 2021

Amendment to Notice – Codes of Conduct

POPI/Information Regulator - 16 March 2021

Circular 18 of 2021 – Adjustment on fees payable to brokers with effect from 1 January 2021

Health - 15 March 2021

Pre Guidance Note on applications for Prior Authorisation

POPI/Information Regulator - 11 March 2021

Invitation for applications for Prior Authorisation

POPI/Information Regulator - 11 March 2021

Standard for making and dealing with complaints in a code of conduct

POPI/Information Regulator - 3 March 2021

Outcomes of the February 2021 Meeting of the Financial Action Task Force

FIC/AML - 1 March 2021

Exemption of Juristic Representatives from Section 13(1)(c) of the Act, 2021

FSCA Notices - 26 February 2021


A national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. Providing professional guidance and practical support, our team of specialists is passionately committed to delivering tangible solutions.

Why Masthead?



+27 21 686 3588




Masthead is a level 1 B-BBEE contributor.

Read more and view certificate