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Regulatory Library

Industry legislation, notices, determinations and more

Latest documents

FAIS Ombud Press Release: Forex Investment Complaints

FAIS Ombud Determinations - 11 December 2023

G4: Guidelines for matters related to the prevention of banks or controlling companies being used for terrorist financing or other related unlawful activity

FIC/AML - 9 December 2023

Guidance Notice – Matters on the use of Terrorist Financing or other unlawful

FIC/AML - 9 December 2023

Media releases: South African Reserve Bank imposes administrative sanctions on Grindrod Bank Limited

FIC/AML - 8 December 2023

Media Release: CIPC implements a beneficial ownership interface

CIPC - 8 December 2023

Media releases: South African Reserve Bank imposes administrative sanctions on African Bank Limited

FIC/AML - 8 December 2023

FSCA Communication 33 of 2023: Update on roll-out and implementation of cross-sectoral Conduct of Business Return for financial institutions

FSCA Notices - 4 December 2023

Joint Standard 1 of 2023: Information Technology (IT) Governance and Risk Management

FSCA Notices - 11 November 2023

FIC Annual Report 2022/23- Increasing transparency to enhance the fight against financial crime

FIC/AML - 28 October 2023

Circular 37 of 2023: Regulatory guidance on routine monitoring of Compliance Inspections and Request for Information

Health - 18 October 2023

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